Historic Practice Notes (Mark Up)

2023 - 2024 Practice Notes Mark Up

If a practice note is not set out in mark-up below, the changes made to it between versions were minor

• Bond Designations
• Providing information, as required under legislation, to NZX
• ANREO Offers
• QFP Exemption
• Capital Reconstruction

2022 - 2023 Practice Notes Mark Up

Existing Issuers

• Administrative Announcements
• Bond Designations
• Change of Balance Date
• Changes to Indices
• Effective Announcements
• Gender Diversity
• Providing information, as required under legislation, to NZX
• Using Announcement Types

Shareholder Meetings

• Notice of Meeting
  • Template - Notice of Meeting - Appendix Document
• Shareholder Meeting Results
  • Template - Results Announcement

Raising Capital

• Accelerated Entitlement Offers
• Application for Quotation
  • Template - Application for Quotation - Equity Securities
  • Template - Application for Quotation - Debt Securities
  • Template - Application for Quotation - Fund Securities
  • Template - Application for Quotation - Other Financial Product
  • Template - Application for Quotation - Rights and Entitlements
• QFP Exemption
• Rights Issue Requirements and Timetable
• Issues of Warrants

Capital Changes

• Announcements of Capital Changes - Wholesale Debt
• Capital Reconstruction
• Conversion of Financial Products
• Notifying Changes in Securities
• Redemption of Debt Securities

Other

• Changing or Replacing Bonds
• Delisting
• Foreign Exempt Issuers
• Trading Halts
  • Template - Application for Trading Halt (NZX Issuer)
  • Template - Application for Trading Halt (NZX & ASX Issuer)

New Issuers

• Foreign Exempt Issuers - ASX Direct Listing Applicants
• Template - Application Form for Listing as a NZX Foreign Exempt Issuer
• Template - Profile for Listing as an NZX Foreign Exempt Issuer
• Listing and Quotation of Debt Securities
• Listing and Quotation of Fund Securities
• Listing and Quotation of New Equity Securities
• Template - Application for Quotation of Fund Securities
• Listing Wholesale Debt