Clearing and Depository Rules

This page includes links to the rules that apply to the clearing and settlement system operated by New Zealand Clearing and Depository Corporation Limited.

Current Rules

• Clearing and Settlement Rules (28 March 2025)
• Clearing and Settlement Procedures (22 April 2025)
• Depository Operating Rules (28 March 2025)
• Depository Operating Procedures (28 March 2025)

Appendices to the Clearing and Settlement Procedures

• Appendix A - Monthly Compliance Certificate
• Appendix B - Quarterly Compliance Certificate
• Appendix C - Annual Compliance Certificate

Appendices to the Depository Operating Procedures

• Appendix A - Quarterly Compliance Certificate
• Appendix B - Annual Compliance Certificate

Application Checklists

• CHO Accreditation Application Information
• CDO Accreditation Application Information
• Clearing And Depository Participant Set Up Form

Application Forms

• Clearing Participant Application
• Clearing Participant Responsible Person Application
• Depository Participant Application
• Depository Participant Responsible Person Application