Derivatives Market Rules

This page includes links to the rules that apply to Market Participants operating in the NZX Derivatives Market.

Current Rules

• Derivatives Market Rules (28 April 2021)
• Derivatives Market Procedures (30 November 2021)

Appendices

• Appendix Five - Monthly Internal Control Checklist

Application Checklists

• Derivatives Advising Participant Accreditation Application Information
• Derivatives Trading and Advising Participant Accreditation Application Information

Application Forms

• Form 1 - Derivatives Market Participant Application
• Form 2 - Responsible Executive Application
• Form 3 - Director or Partner Undertaking
• Form 4 - Compliance Manager Undertaking
• Form 5 - Dealer Application
• Form 6 - Dealer Resignation
• Form 7 - NZX Derivatives Adviser Application
• Form 8 - DMA Application